Compliance & Regulatory

Bank Compliance and Regulatory Laws

Bank ComplianceAs bank compliance and regulatory laws become stricter and more wide-reaching, many community banks are looking for advice and support for meeting a wide range of ever-changing regulations. We stay up-to-date on new and changing regulations and offer practical legal advisory counsel for community banks regarding compliance. Our attorneys offer experience in banking and in banking law to help your institution remain compliant. We get to know your objectives and then offer clear guidance on day-to-day actions for bank compliance.

We offer counsel on bank compliance and regulatory laws from nationwide organizations like the Federal Reserve, OCC, FDIC, CFPB and SEC as well as Blue Sky regulations. Our team at G. Ortega Law assists with a wide range of matters your community bank may face, including:

  • Bank Secrecy Act
  • Community Reinvestment Act
  • Anti money laundering
  • E-commerce
  • Privacy
  • Capital adequacy
  • Lending limits
  • Fiduciary duties
  • Fair lending

We use our extensive experience in banking and financial services to help you steer your community bank through even the most complex regulations and guidelines. Our team uses your goals to help you develop strategies for upholding bank compliance and regulatory laws and optimizing your operations for peak efficiency and transparency.

Our attorneys provide services for routine filings, reporting, compliance policy review, drafting outsourcing agreements, and other matters that your community bank may require. We also offer guidance for corporate governance, executive compensation, and risk management to help you improve your institution’s performance and also remain compliant with bank regulations.

Legal Advisory Counsel for Community Bank

Our team at G. Ortega Law offers multidisciplinary legal counsel and real-world experience in banking and business to help you navigate through bank compliance and regulatory laws. We offer expertise in legal advisory counsel for community banks by familiarizing ourselves with your organization and objectives to provide pragmatic guidance for meeting regulations.

Some areas where our attorneys can assist your community bank include:

  • Regulatory counsel
  • Financial transactions
  • Corporate governance
  • Internal investigations

In addition, we offer representation for your community bank in regulatory investigations to help negotiate with regulators and protect your institution’s interests. Our team offers support creating responsive and proactive compliance programs to help avoid formal enforcement actions against your institution. We help your organization prepare documents required for regulatory investigations and offer legal advisory counsel for community banks on procedures and protocols

Whether you need help developing compliance procedures and manuals or require representation for regulatory actions, our attorneys are here to assist your community bank. Contact us today to discuss your needs and learn how we can help you enhance your compliance efforts.